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South African Journal of Science
On-line version ISSN 1996-7489
Print version ISSN 0038-2353
S. Afr. j. sci. vol.120 n.7-8 Pretoria Jul./Aug. 2024
http://dx.doi.org/10.17159/sajs.2024/16799
RESEARCH ARTICLE
An updated chronology for Umbeli Belli and its implications for the Middle and Later Stone Ages
Chantal TriboloI; Nicholas J. ConardII, III; Matthlas BlessingIII, IV; Gregor D. BaderII, V
IArcheosciences Bordeaux, CNRS, Bordeaux Montaigne University, Pessac, France
IISenckenberg Centre for Human Evolution and Palaeoenvironment, Tübingen, Germany
IIIDepartment of Geoscience, Early Prehistory and Quaternary Ecology, University of Tübingen, Tübingen, Germany
IVDepartment of Anthropology, University of Connecticut, Storrs, Connecticut, USA
VPalaeo-Research Institute, University of Johannesburg, Johannesburg, South Africa
ABSTRACT
We present a series of 12 OSL/IRSL dates that revise and complete the chronology of the important Middle (MSA) and Later Stone Age (LSA) site Umbeli Belli in KwaZulu-Natal, South Africa. These dates shift the previous radiometric ages thousands of years older than earlier measurements and play a key role in revising the cultural stratigraphy of KwaZulu-Natal. We also discuss how these dates bring the chrono- and cultural stratigraphy of southern Africa into clearer focus. The Robberg sequence of Umbeli Belli is now firmly dated to 21 ± 2 ka, whereas the preceding Early LSA assemblage dates to ~32 ka, representing one of the earliest dates for this cultural expression in the broader region. The final MSA assemblages from Layer 7 to 9 now date to between 35 ka and 40 ka, overlapping more tightly with comparable assemblages from Sibhudu, Umhlatuzana and other sites. Layer 10, which was previously also assigned to the final MSA, now dates to ~47-54 ka, placing the assemblage within the temporal range of the Late MSA. The new dates provide a good explanation for the clear differences in material culture between Layer 10 and the younger layers. We also present two new ages for the deeper horizons 11b and 12 at Umbeli Belli, dating to 76 ± 9 ka and 80 ± 9 ka, respectively.
SIGNIFICANCE:
• Revised and new age estimates are given for the Middle and Later Stone Age sequence of Umbeli Belli.
• These age changes allow new comparisons with nearby prehistoric sites.
• They change our view of the regional variability of technologies and cultures between ca. 80 and 20 ka on the east coast of South Africa.
Keywords: luminescence dating, Middle Stone Age, Later Stone Age, lithic technology
Introduction
The Middle (MSA) and Later Stone Age (LSA) site of Umbeli Belli is a sandstone rock shelter situated on the east coast of South Africa, approximately 7 km inland from Scottburgh in KwaZulu-Natal. Charles Cable1 (1984) initially excavated the site in 1979, with a research focus on the youngest occupation phase in Layer 1, 2BE and 2AL at the top of the sequence. Cable found a late expression of the LSA in those horizons associated with pottery and radiocarbon dates on charcoal falling between 200 ± 50 BP (Pta-2824) and 1140 ± 50 BP (Pta-2825).2 Cable excavated the deeper deposits in four square metres, revealing a homogeneous orange-brown, compact sand with typical MSA tools. The assemblages in between the MSA and the Holocene LSA, later found during the Bader and Conard excavations, were not mentioned in Cable's 1984 publication. Due to Cable's research focus on later periods, he did not publish those assemblages until 2016 in connection with Bader's techno-typological study of this material. This research attributed the assemblage to the final MSA based on a regional comparison. Between 2016 and 2020, Bader and Conard, from the University of Tübingen, dug the site down to bedrock, revealing an unexpectedly long archaeological sequence encompassing a total of 15 geological horizons (GH).2,3 These were subdivided by higher or lower amounts of sandstone roof spalls as well as by differences in texture, colour, and clast size. In the absence of organic material below Cable's Layer 2BE and 2AL, we conducted luminescence dating in the IRAMAT Laboratory (now renamed Archéosciences Bordeaux) of the University of Bordeaux Montaigne on single quartz grains and feldspar grains from nine samples (UBB1 to UBB9) for the GHs 3, 5, 7, 8, 9 and 10.2 Table 8 of Bader et al.2 presents the results of this first episode of luminescence dating. While the quartz and feldspar ages fell within one or two sigma uncertainties, we noticed that, except for one sample, the ages on feldspar were younger than the ages on quartz grains. We suspected that this may originate from an overestimate of the internal potassium (K) content of the feldspar grains.
According to those original dates, Umbeli Belli contains two Late Pleistocene LSA horizons, GH3 and GH5. GH3 was dated to 17.8 ± 1.5 ka. Blessing and colleagues4 recently published the lithic assemblage from GH3 and assigned it to the Robberg technocomplex. While our study on GH5 is still in progress, we originally assigned GH7-GH10 to the Final MSA, dating at that time to between 29 ka and 40 ka.2 In our recent study5 we showed that the final MSA of GHs 7 and 8 at Umbeli Belli, dating between 29 ka and 32 ka, have strong affinities with the final MSA assemblages at Sibhudu dating to ~38 ka. The quartz ages from GHs 9 and 10 at Umbeli Belli previously fell between 32 ka and 40 ka and overlapped with the dates for the Final MSA from Sibhudu. However, GHs 9 and 10 from Umbeli Belli differ in their tool production, tool morphology and raw material economy from the Final MSA assemblages of Sibhudu. Based on these results, we concluded that the final MSA exhibits more regional and chronological variation than expected.5
In this paper we provide an updated chronology for Umbeli Belli. Based on a correction made on the beta source calibrations6-9 for the artificial sources used to determine the equivalent doses, we show here that the quartz ages are 18% older than previously estimated, and that the consistency between the quartz and feldspar ages is improved. The hypothesis of internal K overestimation is no longer considered. This development has several important archaeological implications. Additionally, in 2019, we sampled three stratigraphic units - GH10, 11b and 12, which correspond to UBB10, 11 and 12 - in order to extend the chronology to the base of the sequence. We followed the same protocols as those employed for samples UBB1 to 9.
Old and new samples
Table 1 and Figure 1 display the locations for samples UBB1 to 9, previously published2, and for samples UBB10 to 12, taken in 2019. They were taken at night, under subdued orange light, after discarding the surface of the section previously exposed to natural sunlight. The description of the geological horizons in which samples UBB1 to 9 were taken (GH3 to 10) can be found in Bader et al.2 and will not be repeated here. UBB10, 11 and 12 come respectively from GH10 (as UBB 6), GH11b and 12. These layers are characterised as indicated below.
GH10: Munsell 5YR, 3/4. Dark reddish brown. Silty sand with a significant increase in quartzite spalls larger than 3 cm, mostly sharp edged and irregularly oriented in the sediment. Increase in artefact density.
GH11b: Munsell 7.5YR, 3/4. Dark brown. Silty sand. Well sorted without inclusion. Large amounts of flat oriented quartzite spall. Very high artefact density.
GH12: Munsell 5YR, 3/4. Dark reddish brown. Silty sand. Not well sorted with several inclusions. Considerably less quartzite spall compared to GH11b. High artefact density.
Methods
The luminescence dating method was applied to quartz and feldspar grains extracted from the sediment samples. This method exploits the ability of these minerals to act as rechargeable batteries: when submitted to radiative energy (from natural uranium series, thorium series, potassium content in the ground and from cosmic radiations), they can store it until they are exposed to light. This exposure frees the energy in the form of light, so that the amount of light is directly related to the amount of absorbed energy. The age of the sediment deposit, i.e. the age of the last exposure of the grains to sunlight, is the ratio of the equivalent dose (total amount of energy absorbed during burial) measured in the laboratory thanks to light stimulation to the dose rate (the rate at which the energy was absorbed), related mainly to the radioisotopic content in the ground and to the burial depth.
Revision of beta source calibration
The ages for UBB1 to 9 have been revised due to an improvement in the beta source calibration. The equivalent dose of a quartz or feldspar mineral is obtained by comparing the natural luminescence of the sample to the one induced by an artificial beta (or gamma) source. Therefore, what is measured is actually first an equivalent time of irradiation. The equivalent dose in gray (Gy) is the following product:
Equivalent dose (Gy) = (equivalent time of irradiation for the sample, s) x (source dose rate, Gy/s).
In order to determine the source dose rate, laboratories use quartz grains whose absorbed dose is certified, and look for the corresponding equivalent time of irradiation:
Source dose rate (Gy/s) = (certified equivalent dose, Gy) / (equivalent time of irradiation for the certified quartz, s).
Therefore, any mistake on the certified equivalent dose will be directly reported on the sample equivalent dose, and on the age.
In 2019, Tribolo et al.6, using quartz irradiated with three different gamma sources (i.e. different certified calibration quartz), observed a significant 14% difference between the estimated beta source calibrations for the same beta source. Additional work performed by the calibration quartz providers showed that the dose for the Ris0 calibration quartz had actually been miscalculated. It was shown that: (1) the equation for calculating the dose was incomplete (neither the contribution from build-up of scattered photon in the irradiation cell, nor the contribution from build-up in air, or backscattering from the support material had been taken into account), and (2) the distance between the gamma source and the calibration sample had not been perfectly controlled, inducing variabilities from batch to batch.7,9
In our laboratory, over the years, we have used several batches of Ris0 calibration quartz (RCQ) together with several batches of Lexcal quartz (LCQ) in order to calibrate our readers. The mean beta source calibration for each reader was not necessarily calculated from the same sets of batches. In some cases, instead of applying the beta source calibration from RCQ or LCQ, we applied the beta source calibration calculated using the sample to be dated, bleached and gamma irradiated at the Laboratoire des Sciences du Climat et de l'Environnement (LSCE, Gifsur Yvette, France)e.g.10. However, this was not the case for Umbeli Belli: quartz and feldspar single-grain equivalent doses were measured on two different devices, calibrated with different RCQ and LCQ batches, inducing dispersions within the ages. As it is clear now that the RCQ absorbed dose was miscalculated, we have been able to correct the calibration dose rate for each reader, based on the LSCE-irradiated quartz and LCQ, and then correct the ages for the samples from Umbeli Belli.
Dating of additional samples
Quartz grains were extracted using mechanical and chemical processes: wet sieving in order to extract the 100-140-μm grain size, HCl (10%) and H2O2 (30%) for carbonate and organic material removal, followed by heavy liquid separation with heteropolytungstate of sodium at 2.72 g/cm3 and 2.62 g/cm3. Quartz grains were then HF etched (40% for 1 h, followed by HCl).
The extracted 100-140-μm quartz grains were then mounted on single-grain discs with 100 cylindrical holes, 150 μm diameter and 150 μm deep. Infrared-stimulated luminescence (IRSL) tests following Duller11 were performed in order to check the absence of any contaminant feldspar grain. Measurements for the equivalent dose (De) determination were performed on a single-grain Ris0 reader (the same as the one used for UBB1 to UBB9). This TL-DA 20 Ris0 reader is equipped with a EMI ET 9107 PM tube (erroneously called Q9235 in the previous paper2) preceded by a 7.5 mm Hoya U340 filter for detection in the UV (280-380 nm) while excitation is performed with a green laser (532 nm).12,13 Analyst v.4.5714 was used for analyses.
The single-aliquot regenerative-dose protocol (SAR15) was performed (Figure 2), with the same preheat parameters as those applied to UBB1 to 9. The efficiency of the protocol (i.e. its suitability to recover at least a known laboratory-given dose) was checked with dose recovery tests (Table 2). Growth curves were fitted with saturating exponential (y = a[1-exp[[x+b] / D0]]], where y is the sensitivity corrected signal, x is the dose, and a, b and D0 are fitting parameters). The criteria for grain selection were, again, the same as the ones applied to samples UBB1 to UBB9: (1) natural test dose signal >3 sigma of the mean background signal, (2) recuperation [0 Gy dose] signal <5% of natural signal, (3) natural test dose relative uncertainty <10%, (4) natural signal under the saturation level (i.e. a De can be calculated with a finite uncertainty), and (5) application of a D0 threshold, following Thomsen et al.16 These authors have shown that the De values for grains with early saturation (i.e. low D0 values) are systematically underestimated and must be excluded before calculating the final CAM (Central Age Model17) De (or any other statistical model). The De values are then ranked by increasing D0 value, and the CAM is calculated after progressively discarding the Des below the D0 threshold. Typically, an increase in the CAM De value is observed until a plateau is reached. In our case, we also observed the percentage of grains that passed selection criteria 1-3 but were rejected because of saturation as a function of the D0 threshold. The D0 threshold (and corresponding CAM De) is chosen where the plateau is reached and the percentage of rejected grains is below 5%.
The total dose rate is the sum of the contributions from the cosmic, gamma, beta and alpha dose rates. The cosmic dose rates (Dr) were based, as for UBB1 to 9, on the equation of Prescott and Hutton18, taking into account the burial depth, geographic coordinates, and geometry of the shelter. The gamma dose rates were measured with Al203:C dosimeters, following Kreutzer et al.19,20 The beta dose rates were calculated from the radioisotopic contents of the samples, using the conversion factors and attenuation factors of Guérin et al.21,22 For the previous analysis of samples UBB 1 to 9, the radioisotopic contents had been measured with high-resolution gamma spectrometry on ca. 20 g of the sample, dried, finely crushed and sealed with wax in a plastic box. This was done separately on fractions <2 mm and 2 mm-1 cm, in order to calculate beta dose rate from the 'fine fraction' (<2 mm) and from the 'total' (actually <1 cm) fraction. It has been shown that, in theory, because of the ca. 2 mm travel range of beta particles and the resulting auto-absorption for various grain sizes, the true beta dose rate must be bracketed by these two beta dose rate estimates.23,24 However, we observed that, in the case of UBB1 to 9, there was little (negligible) variation between the two beta dose rate estimates. Therefore, for samples UBB10 to 12, the radioisotopic contents were measured on the <2 mm fraction only. The alpha dose rate was assumed to be negligible due to the HF etching. The same correction for water content was applied (mean moisture 5.0% ± 1.5%) as for the previous series of samples.
Results
Revision of ages for UBB1-9
Table 3 presents the previous and revised ages based on the revised calibration dose rates. For the quartz samples, the beta source calibration was estimated, at the time of measurement, for 300μm-hole SG discs, as 0.126 Gy/s instead of 0.107 Gy/s. For the feldspar grains, measured on a second device, it was estimated as 0.144 Gy/s instead of 0.107 Gy/s. With the previous calibration estimates, the ratio of feldspar to quartz ages was within one or two sigma, but between 0.99 and 1.30 (with a mean of 1.13). Now the ratios are between 0.87 and 1.14 (with a mean of 0.99), showing that we still have good agreement but no longer a systematic trend.
Additional age estimates for UBB10-12
The cosmic, gamma and beta dose rates for samples UBB10, 11 and 12 are shown in Table 4. Table 5 displays the corresponding K, U and Th activities or contents. Note that the K, Th and bottom of U chain (210Pb) contents or activities for UBB10 are within 5% of those for UBB6, from the same unit (the head and middle of the chain are slightly different, within 21 and 8% of those for UBB6, although consistent at two sigma). No significant disequilibrium in the U chain is observed for the three samples. The total dose rates for samples UBB10 to UBB12 are between 2.69 ± 0.18 Gy/ka and 3.21 ± 0.21 Gy/ka for the 100-140 μm quartz grains, which is similar or slightly higher than the dose rates for samples UBB1 to UBB9.
Figure 3 displays the De-D0 plots for samples UBB10-12. The overdispersion (54 ± 6% to 60 ± 5%) is as high or slightly higher than that observed for UBB1-9 (32 ± 3% to 53 ± 4%). For these samples, the average dose model (ADM, Guérin et al.25) had been applied, assuming well-bleached, undisturbed samples (note that the debate about the accuracy of the statistical models is still pending; choosing the CAM (Central Age Model)18 would give slightly lower equivalent doses and ages). For sample UbB9 in particular (OD 53 ± 4%), there is a good agreement between quartz and feldspar ages, and no chronostratigraphic reversal, suggesting that this higher OD might be due to microdosimetric effects. While this finding will be investigated further in the near future, we have assumed it is also the case for samples UBB10-12. Therefore, we have applied the same statistical model. The equivalent dose is 145.0 ± 7.8 Gy for UBB10 and is significantly higher for UBB11 and UBB12 from the lower layers (242.9 ± 20.1 Gy and 257.3 ± 21.1 Gy, respectively) (Table 6).
The quartz ages are 54 ± 5 ka for UBB10, 76 ± 9 ka for UBB11, and 80 ± 9 ka for UBB12. We note that the quartz age of UBB10 is slightly higher than the quartz and feldspar ages of UBB6, from the same horizon (47 ± 4 ka and 44 ± 4 ka, respectively), although consistent at 2 sigma. All ages are displayed in Figure 4.
Discussion and conclusion
The corrected age model for Umbeli Belli leads to several changes in our understanding of the chrono-cultural sequence of the MSA and LSA in the eastern part of southern Africa.
Table 3 provides the old and new dates for the quartz and feldspar grains. These results show that GH3, formerly dated to 17.8 ± 1.5 ka, now dates to 21 ± 2 ka. The assemblage from GH3 was recently published by Blessing et al.4 and assigned to the Robberg technocomplex. Considering the new age for GH3, the Robberg assemblage from Umbeli Belli now counts among the oldest in southern Africa, together with, for example, Heuningneskrans26, Elands Bay27 and Boomplaas28. This does not affect the designation of the GH3 lithic assemblage as belonging to the Rob1berg technocomplex, but shows that an early onset of this technocomplex might have been more widespread than previously thought.
GH5 dates now to between 28 ± 2 ka and 32 ± 3 ka. The assemblage from this horizon was recently analysed and those results published in a separate article.3 The lithic assemblages of GH4 and GH6, which are not dated, also form part of this study. These assemblages show features of Early LSA or MSA/LSA transitional industries, the likes of which were also found at Rose Cottage Cave and Umhlatuzana.29,30 While undated, GH4 and GH6 are stratigraphically bracketed between the dated Layers 3 and 5, and 5 and 7, respectively. Blessing et al.3 observed gradual changes rather than abrupt breaks in lithic technology between those GHs. Despite this continuity reflected in lithic technology, the luminescence dates indicate a chronological gap between the GH7-5 assemblages and the Robberg assemblage of GH3, which may reflect a hiatus in the site's occupation. However, this question must remain unresolved at the moment, due to the absence of dating results from GH4.
White squares: Central Age Model (CAM) value in function of the lowest D0 included in the selection (i.e. only the De values corresponding to the black diamonds above the D0 threshold are considered in the distribution for calculating the CAM De). Grey triangles represent the percentage of saturated grains (secondary y-axis) which pass selection criteria 1-3 after exclusion of grains below a Do threshold (x-axis).
The assemblages of GH7-10 were formally assigned to the final MSA. In our recent comparative study between Sibhudu5 and Umbeli Belli2, we observed considerable differences in GH7 and GH8 compared to GH9 and GH10 at Umbeli Belli. We attributed these differences to natural inter-and intra-site variability, potentially linked to changes in raw material availability related to changes in sea level stand, insolation and river erosional processes. However, with respect to the new dating results, we must step back from those earlier conclusions. In fact, GH7 and GH8 now overlap well with the final MSA assemblages from Sibhudu31 and Umhlatuzana32-34, both in lithic artefact composition and dating. They include bifacial technology, basal thinning, a high number of shaping flakes and the presence of hollow-based points and segments (the latter two only in GH7 of Umbeli Belli) - all attributes that were recently described as characteristics of the Eastern final MSA.5 GH9 and GH10 showed the biggest differences from the Sibhudu final MSA, namely: an absence of basal thinning, hollow-based points, shaping technology, segments and a completely different signal in raw material economy (sandstone vs hornfels). The new dating results push GH9 and GH10 back several millennia, offering a decent explanation for differences observed in the archaeological signal. Layer 10, in particular, now overlaps more in time with the assemblages assigned to the Late MSA at Sibhudu.35,36 According to Villa and colleagues36, the Late MSA assemblage from Layer RSP contains mostly unifacial pointed forms and only occasional bifacial components. No hollow-based points or segments were found in those layers, but several scrapers were found. Those are features which were also found in GH10 at Umbeli Belli.
Notably, the description of several cores in Layer RSP reflects exactly the definition of the final MSA cores we published in Bader et al.2(p.18). Villa et al.36(p.405) write:
Cores with recurrent unidirectional or bidirectional flaking on a relatively flat surface with simply prepared striking platforms (n = 6). Sometimes the debitage surface and the striking platform are inverted during debitage. With one exception (Fig. 6 (1)) there are no traces of core surface shaping, prior to removal; the lateral convexities are maintained by the removal of flakes with a cortical back from the core margins.
We identified such cores within GH7-10 at Umbeli Belli and within the final MSA layers Coffee to Espresso at Sibhudu. In the light of the new dating results presented above, we now have clear indication that this tradition of core reduction observed in the final MSA might have its roots several millennia earlier. The tool description of the Late MSA of Sibhudu also overlaps well with GH10 at Umbeli Belli. Thus, both our updated chronology and similarities in technology and typology, clearly indicate that GH10 needs to be assigned to an earlier phase of the MSA, and we tend to use Wadley's term 'Late MSA' at this stage of research.
Ultimately, the two new ages for GH11b and GH12 at the bottom of the sequence fall within an interesting time frame, overlapping with dating results for Still Bay and Howiesons Poort assemblages in different parts of the subcontinent. No detailed observations on the lithic assemblages of those horizons have been published yet, but preliminary observations indicate a picture different from what conventionally would be expected.
The revised chronology of Umbeli Belli proves once more the importance of the site in the light of constant attempts to further structure and sharpen our understanding of spatio-temporal expressions of human material culture and behaviour, now reaching back to 80 000 years.
Acknowledgements
We are grateful to Chief Cele and the members of the Cele tribal council for allowing our team to conduct research at Umbeli Belli, which is on their land. We thank all the members of the field and laboratory crew; Dr Gavin Whitelaw and the staff of the KwaZulu-Natal Museum for generously providing storage and laboratory space and logistical support; and Amafa for providing the research permits for Umbeli Belli.
Funding
The OSL analyses were funded by the ANR project 'The MileStone Age' (ANR-21-CE27-0030-001).
Data availability
Data are available upon request to the corresponding author.
Declaration of AI use
AI was not used in the preparation of this paper.
Authors' contributions
C.T.: Data collection, data analysis, writing - initial draft, funding acquisition. N.J.C: Project leadership, funding acquisition, writing - initial draft. M.B.: Writing - initial draft. G.D.B.: Project leadership, writing -initial draft. All authors read and approved the final manuscript.
Competing interests
We have no competing interests to declare.
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Correspondence:
Chantal Tribolo
Email: ctribolo@u-bordeaux-montaigne.fr
Received: 05 Sep. 2023
Revised: 08 Apr. 2024
Accepted: 17 Apr. 2024
Published: 31 July 2024
Editors: Jemma Finch; Tim Forssman
Funding: French National Research Agency (ANR-21-CE27-0030-001)